The Effects of Sustainability Policies on Investor Protection in the EU, UK, and US

In the last few years various ESG regulations have been implemented in the EU, US, and UK to improve investor protection. These regulations vary somewhat, but one commonality is that they all build on the existing investor protection frameworks. This article finds that while imposing additional obligations on advisers and providing some opportunities for investors, not all measures will prove effective. Instead, they tend to reflect the benefits as well as the drawbacks of the existing investor protection frameworks rather than addressing them.

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